Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Sullivan is a financial advisor with B. Riley Wealth Advisors, Inc., located in Hillsborough, New Jersey. Thomas is registered with the state of New Jersey as an Investment Advisor Representative. Thomas has over 10 years of experience in the financial services industry. Prior to joining B. Riley Wealth Advisors, Inc., Thomas was a financial advisor with National Securities Corporation. Thomas is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
01/03/2020 - Present
B. Riley Wealth Advisors, Inc. (HILLSBOROUGH NJ)
NJ
01/02/2020 - 07/22/2022
NATIONAL SECURITIES CORPORATION (HILLSBOROUGH NJ)
NJ
01/25/2016 - 01/02/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SHORT HILLS NJ)
NJ
09/29/2014 - 11/27/2015
PNC INVESTMENTS (HILLSBOROUGH NJ)
NJ
10/13/2011 - 09/22/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
BOTH
Issued 07/06/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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