Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Michael Stewart is a financial advisor with Houlihan Lokey Capital, Inc. Thomas is a registered representative and investment banking professional with over 8 years of experience in the financial services industry. Thomas has a broad range of experience in investment banking, including mergers and acquisitions, capital markets, and financial advisory services. Thomas holds the Series 7, Series 63, and Series 79TO licenses. Thomas has worked at Goldman Sachs & Co. LLC and Morgan Stanley & Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
05/12/2023 - Present
Houlihan Lokey Capital, Inc. (LOS ANGELES CA)
CA
08/16/2021 - 04/12/2023
GOLDMAN SACHS & CO. LLC (LOS ANGELES CA)
NY
11/17/2014 - 10/03/2016
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 05/20/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/06/2021
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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