Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Michael Smith is an investment advisor representative at Fidelity Personal And Workplace Advisors. Thomas has been in the industry since 1999 and is registered in Delaware, Massachusetts, Pennsylvania, Texas and Utah. Thomas has held past positions at Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services LLC. Fidelity Personal And Workplace Advisors is a large firm with over $1 billion in assets under management. The firm provides financial planning, educational seminars and selection of other advisors. They also provide portfolio management for businesses and individuals. Fidelity Personal And Workplace Advisors has a wide variety of clients including individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
08/10/2021 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
RI
03/27/2003 - 11/19/2003
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
02/22/1999 - 04/01/2003
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 12/01/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/05/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/28/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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