Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Michael Sferrazza is a financial professional with over 25 years of experience in the industry. Thomas has a broad range of experience working for several firms including Dreyfus Investment Services Company, LLC, Donaldson, Lufkin & Jenrette Securities Corporation and Gaines, Berland Inc. Currently, Thomas is a registered representative with BNY Mellon Securities Corp. Thomas is licensed to provide investment advisory services in 53 states, and holds a variety of licenses and designations including Series 7, 9, 10, 24, 63, 8, 4, 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
10/24/1996 - Present
BNY Mellon Securities Corp. (UNIONDALE NY)
NY
09/27/2002 - 07/13/2007
MBSC, LLC (UNIONDALE NY)
PA
05/10/2001 - 02/05/2002
DREYFUS INVESTMENT SERVICES COMPANY, LLC (PITTSBURGH PA)
CA
07/27/1999 - 01/30/2002
DREYFUS BROKERAGE SERVICES, INC. (LOS ANGELES CA)
NJ
02/10/1996 - 08/23/1996
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
08/04/1995 - 09/08/1995
GAINES, BERLAND INC. (BETHPAGE NY)
BC
Issued 08/11/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/21/1999
Series 4 - Registered Options Principal Examination
BC
Issued 06/25/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 11/18/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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