Unclaimed
Thomas Sekeres is a registered representative and investment advisor representative with MML Investors Services, LLC located in Springfield, MA. Thomas has been in the financial services industry since 2007 and has experience working with individuals, families, and businesses. Thomas is a registered principal with FINRA and a registered representative in Wisconsin. Thomas holds Series 6, 7, 24, 51 and 63 licenses, and his areas of specialization include insurance, securities, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
01/30/2024 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
WI
08/12/2011 - 12/31/2023
THRIVENT INVESTMENT MANAGEMENT INC. (APPLETON WI)
MN
11/22/1996 - 12/01/2000
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
BC
Issued 08/30/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2017
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/10/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2015
Series 7 - General Securities Representative Examination
BC
Issued 08/11/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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