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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Michael Raguso is an investment advisor representative registered with Osaic Wealth, Inc. Thomas has been in the industry since 1998 and has experience in both Broker-Dealer and Investment Advisor activities. Thomas is a Registered Options Principal, Municipal Securities Principal, and General Securities Principal. Thomas is registered in 51 states and the District of Columbia. Thomas specializes in financial planning, pension consulting, educational seminars, and portfolio management. Thomas is registered with Osaic Wealth, Inc. since December 2005.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
12/01/2005 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
CO
10/21/2002 - 11/26/2003
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
01/15/1998 - 10/21/2002
ONE ORCHARD EQUITIES, INC. (GREENWOOD VILLAGE CO)
IA
Issued 09/01/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/08/2013
Series 4 - Registered Options Principal Examination
BC
Issued 06/16/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/17/2004
Series 24 - General Securities Principal Examination
BC
Issued 12/19/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2004
Series 7 - General Securities Representative Examination
BC
Issued 01/13/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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