Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Parisi is a financial advisor currently registered with Wells Fargo Securities, LLC. Thomas has been in the financial industry since 2019 and holds the Series 63, Series 79TO, and SIE licenses. Previously, Thomas held positions at J.P. Morgan Securities LLC, BOFA SECURITIES, INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Thomas is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/26/2022 - Present
Wells Fargo Securities, LLC (New York NY)
NY
12/10/2020 - 11/07/2021
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
05/10/2019 - 09/17/2019
BOFA SECURITIES, INC. (NEW YORK NY)
NY
05/03/2019 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 03/15/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/08/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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