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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Oliveira has over 25 years of experience in the financial services industry. Thomas Oliveira is a Registered Representative and Investment Advisor Representative, licensed in 17 states, who specializes in financial planning, investment management, retirement planning, and estate planning. Thomas Oliveira is the owner of Oliveira Wealth, an independent registered investment advisor (RIA) firm located in Modesto, CA, which has been in business since 2021. Prior to founding Oliveira Wealth, Thomas Oliveira worked at LPL Financial LLC and Northwestern Mutual Investment Services, LLC. Thomas Oliveira holds a Series 6, Series 63, Series 65, and Series 26 license. Thomas Oliveira also has the professional designation of Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
01/23/2022 - Present
Oliveira Wealth (MODESTO CA)
CA
12/11/2006 - 10/28/2021
LPL FINANCIAL LLC (MODESTO CA)
CA
06/21/1996 - 12/14/2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MODESTO CA)
WI
06/21/1996 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 09/08/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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