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Thomas Michael Obrien

Four Points Capital Partners LLC

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About Thomas Michael Obrien

Thomas Obrien is a financial advisor with over 25 years of experience in the industry. Currently, he is affiliated with Four Points Capital Partners LLC based in New York, New York. Thomas has previously worked for several firms including MML Investors Services, LLC, MSI Financial Services, Inc., Halen Capital, Newport Coast Securities, Inc., Fusion Analytics Securities LLC, Delaney Equity Group LLC, Wells Fargo Advisors, LLC, Legg Mason Wood Walker, Incorporated, Gruntal & Co., L.L.C., Prudential Securities Incorporated, PaineWebber Incorporated, and Kidder, Peabody & Co. Incorporated. Thomas is a registered representative and holds the Series 63, SIE, and Series 7 licenses.

Firm Information

Thomas Obrien is currently registered with Four Points Capital Partners LLC. Four Points Capital Partners LLC is a Limited Liability Company formed in July 1997 and is registered to operate in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has one SEC registration and is approved in 52 states.

Not reported

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Obrien’s Registration & Firm History

NY

03/23/2018 - Present

Four Points Capital Partners LLC (NEW YORK NY)

NY

03/25/2017 - 03/19/2018

MML INVESTORS SERVICES, LLC (NEW YORK NY)

NY

04/01/2016 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (NEW YORK NY)

NY

05/11/2015 - 02/10/2016

HALEN CAPITAL (New York NY)

NY

10/14/2013 - 05/13/2015

NEWPORT COAST SECURITIES, INC. (NEW YORK NY)

FL

09/07/2010 - 06/17/2014

FUSION ANALYTICS SECURITIES LLC (CORAL SPRINGS FL)

FL

05/09/2012 - 09/17/2013

DELANEY EQUITY GROUP LLC (WEST PALM BEACH FL)

NY

04/22/2005 - 09/08/2010

WELLS FARGO ADVISORS, LLC (NEW YORK NY)

MD

09/01/2000 - 05/02/2005

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

NY

01/30/1998 - 09/15/2000

GRUNTAL & CO., L.L.C. (NEW YORK NY)

NY

03/05/1996 - 02/03/1998

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NJ

01/28/1995 - 03/04/1996

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

02/28/1994 - 01/28/1995

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/08/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/25/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Thomas Michael Obrien. Review regulatory record here.
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