Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Nolan is a securities professional with over 12 years of experience in the financial services industry. Thomas is currently registered with Imperial Capital, LLC, a broker-dealer headquartered in New York, NY. Prior to joining Imperial Capital, LLC, Thomas was employed at CF Global Trading, LLC. Thomas has a strong track record of success in the financial services industry and holds several industry certifications, including the Series 7, Series 55, Series 57TO, and SIE exams. Thomas is registered to sell securities in the states of California, Florida, Massachusetts, New York, Ohio, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/01/2011 - Present
Imperial Capital, LLC (NEW YORK NY)
NY
05/12/2010 - 03/10/2011
CF GLOBAL TRADING, LLC (NEW YORK NY)
BC
Issued 10/08/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/11/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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