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Thomas Michael Nolan

PNC Investments

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About Thomas Michael Nolan

Thomas Nolan is a registered investment advisor and broker-dealer representative with PNC Investments. Thomas has been in the financial industry since 1994. Thomas has a Series 6, 7, 63, 65, and 66 license. Thomas specializes in financial planning, portfolio management for businesses, and portfolio management for individuals. Thomas is currently registered with PNC Investments and is registered with the states of Arizona, California, Connecticut, Delaware, Florida, Georgia, Maine, Maryland, Missouri, Nevada, New Jersey, New York, North Carolina, Oregon, Pennsylvania, South Carolina, Tennessee and Texas.

Firm Information

Thomas Nolan is currently registered with PNC Investments. PNC Investments, a Limited Liability Company formed in 2003, provides investment advisory services across the United States. They manage a wide range of client assets, including those of individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and churches. PNC Investments offers portfolio management services for individuals and businesses, as well as selection of other advisors. They also participate in wrap fee programs.
PNC Investments

300 FIFTH AVENUE

PITTSBURGH, PA 15222-2722

$23.90B

Assets Under Management

Not reported

Total Clients

1,112

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Nolan’s Registration & Firm History

NJ

10/18/2006 - Present

PNC Investments (MOUNTIAN LAKES NJ)

NY

03/30/1994 - 10/10/2006

MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/23/2006

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 12/05/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/08/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/16/1995

Series 7 - General Securities Representative Examination

BC

Issued 03/29/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Thomas Michael Nolan. Review regulatory record here.
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