Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Michael Nieman has been in the securities industry since 1998. He is currently registered with ADP Broker-Dealer, Inc. and has been with the firm since February 28, 2011. Prior to that, Thomas Nieman was registered with NYLIFE DISTRIBUTORS LLC from March 2, 1998, to February 23, 2011. Thomas Nieman holds the Series 6, Series 26 and Series 63 licenses as well as the SIE exam. Thomas Nieman is licensed to sell securities in all 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
02/28/2011 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
NJ
03/02/1998 - 02/23/2011
NYLIFE DISTRIBUTORS LLC (PARSIPPANY NJ)
BC
Issued 10/30/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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