Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Michael Miller is a financial professional with over 30 years of experience in the securities industry. Thomas is currently registered with Stephens and has been with the firm since October 2003. Prior to Stephens, Thomas was associated with Howe Barnes Investments, Inc., Robert W. Baird & Co. Incorporated, Fitzgerald, Davis & Associates, L.P., Banc One Capital Corporation, and Banc One Securities Corporation. Thomas is a Series 63, Series 7 and SIE licensed professional. Thomas specializes in financial planning, pension consulting, educational seminars, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
10/23/2003 - Present
Stephens (LITTLE ROCK AR)
IL
11/23/2000 - 11/06/2003
HOWE BARNES INVESTMENTS, INC. (CHICAGO IL)
WI
08/05/1997 - 09/20/2000
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IL
02/06/1995 - 08/21/1997
FITZGERALD, DAVIS & ASSOCIATES, L.P. (CHICAGO IL)
OH
03/13/1991 - 02/17/1995
BANC ONE CAPITAL CORPORATION (COLUMBUS OH)
IL
12/17/1990 - 02/13/1991
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BC
Issued 01/04/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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