Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas McCauley is a registered representative with Smbc Nikko Securities America, Inc. Thomas has been in the securities industry since March 14, 2021 and is registered in 51 states. Thomas's licenses include Series 63, Series 79TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/15/2021 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 04/28/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/05/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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