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Thomas Michael MacKie

Pershing LLC

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About Thomas Michael MacKie

Thomas MacKie has been in the financial industry for over 20 years. Thomas is a registered representative with Pershing LLC and Pershing Advisor Solutions LLC. Thomas is Series 7, 66 and SIE licensed. Thomas previously held positions at AVANTAX INVESTMENT SERVICES, INC., GEORGESON SECURITIES CORPORATION, METLIFE SECURITIES INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Firm Information

Thomas MacKie is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas MacKie’s Registration & Firm History

NJ

11/16/2021 - Present

Pershing LLC (JERSEY CITY NJ)

NJ

01/17/2019 - 10/16/2019

AVANTAX INVESTMENT SERVICES, INC. (Pennington NJ)

NJ

12/20/2013 - 07/18/2017

GEORGESON SECURITIES CORPORATION (JERSEY CITY NJ)

NJ

07/31/2012 - 01/10/2014

METLIFE SECURITIES INC. (SOMERSET NJ)

NY

09/12/2002 - 05/22/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 08/02/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/27/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 07/18/2017

SIE - Securities Industry Essentials Examination

BC

Issued 09/10/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas Michael MacKie.
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