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Thomas Michael MacK

Nylife Securities LLC

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About Thomas Michael MacK

Thomas Michael MacK is a financial advisor registered with Nylife Securities LLC. Thomas has been in the financial industry since 1992 and holds Series 6, 63, and 65 licenses. He is registered in District of Columbia, Georgia, Maryland, and Virginia. His previous employment includes Sunamerica Securities, Inc. and Berkshire Equity Sales, Inc.

Firm Information

Thomas MacK is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas MacK’s Registration & Firm History

MD

07/07/1999 - Present

Nylife Securities LLC (GERMANTOWN MD)

AZ

05/27/1998 - 07/06/1999

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

MA

11/16/1992 - 05/11/1999

BERKSHIRE EQUITY SALES, INC. (PITTSFIELD MA)

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Licenses & Designations

IA

Issued 04/19/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/13/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Thomas Michael MacK. Review regulatory record here.
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