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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Lord is an investment advisor representative with Cetera Investment Advisers LLC. Thomas has been in the industry since 2006 and is registered to provide advisory services in New Jersey. Prior to joining Cetera, Thomas was a financial advisor with Wells Fargo Clearing Services, LLC in Oakhurst, NJ and previously, with Fidelity Brokerage Services LLC in Shrewsbury, NJ. Thomas also has experience with Bergen Capital, Inc., Cetera Advisors LLC and Glendenning Mortgage Corporation. Thomas has experience providing financial planning, portfolio management for individuals and businesses, pension consulting and educational seminars. Thomas is a Series 7, Series 63 and Series 66 license holder and holds a Securities Industry Essentials certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
03/21/2024 - Present
Cetera Investment Advisers LLC (EATONTOWN NJ)
NJ
06/20/2019 - 03/22/2021
WELLS FARGO CLEARING SERVICES, LLC (OAKHURST NJ)
NJ
07/01/2015 - 10/04/2017
FIDELITY BROKERAGE SERVICES LLC (SHREWSBURY NJ)
NJ
10/21/2004 - 11/03/2014
CETERA ADVISORS LLC (EATONTOWN NJ)
NJ
07/11/2002 - 11/20/2002
BERGEN CAPITAL, INC. (HASBROUCK HEIGHTS NJ)
BOTH
Issued 8/31/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/20/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/4/2017
SIE - Securities Industry Essentials Examination
BC
Issued 7/10/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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