Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Michael Lisa is a financial advisor with Morgan Stanley Distribution, Inc. Thomas has been in the financial services industry since October 30, 1998. Thomas holds the Series 4, Series 7, Series 9, Series 10, and Series 63 licenses. Thomas is registered in New York. Previously, Thomas was employed by Morgan Stanley, Morgan Stanley & Co. LLC, and TD Ameritrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/15/2016 - Present
Morgan Stanley Distribution, Inc. (NEW YORK NY)
NY
07/15/2016 - 12/23/2020
MORGAN STANLEY (PURCHASE NY)
NY
09/08/2006 - 09/08/2016
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
09/04/1998 - 07/12/2006
TD AMERITRADE, INC. (NEW YORK NY)
BC
Issued 09/10/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2000
Series 4 - Registered Options Principal Examination
BC
Issued 06/17/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/17/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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