Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Liquori is a financial advisor with Stifel, Nicolaus & Company, Inc. Thomas has been in the industry for over 30 years. He has a broad range of experience in financial planning, portfolio management, and investment advisory services. He is registered to provide investment advice in over 50 states. Thomas Liquori specializes in financial planning, investment advisory services, portfolio management, and retirement planning for individuals and families. Thomas has a strong commitment to providing clients with personalized financial advice and helping them achieve their financial goals. Thomas Liquori also has experience working with businesses and institutions, including insurance companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
12/04/2015 - Present
Stifel, Nicolaus & Company, Inc. (RAMSEY NJ)
NY
07/10/2012 - 12/04/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/16/1994 - 06/30/2011
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
11/03/2000 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
06/24/1991 - 08/19/1994
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
IA
Issued 12/29/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/24/1998
Series 24 - General Securities Principal Examination
BC
Issued 06/06/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1995
Series 3 - National Commodity Futures Examination
BC
Issued 06/18/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Thomas Liquori is the right advisor for you? Invested Better is here to help.
