Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Michael Kriss is a financial advisor registered with LPL Financial LLC. Thomas has been a financial advisor for more than 15 years, with experience at TD Ameritrade, Inc., Scottrade, Inc., and Saxony Securities, Inc. Thomas has a wide range of experience in the financial industry, including investment banking, municipal securities, and options. Thomas provides financial planning and investment management services to individuals, corporations, and trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
03/17/2021 - Present
LPL Financial LLC (O'FALLON MO)
MO
02/26/2018 - 12/31/2020
TD AMERITRADE, INC. (St Louis MO)
MO
11/14/2011 - 02/26/2018
SCOTTRADE, INC. (ST LOUIS MO)
MO
05/08/2006 - 06/30/2011
SAXONY SECURITIES, INC. (ST. LOUIS MO)
BOTH
Issued 10/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/07/2020
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/25/2014
Series 4 - Registered Options Principal Examination
BC
Issued 05/23/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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