Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Kozlowski is a financial advisor with over 30 years of experience. Thomas has a Series 7, Series 63, Series 24 and SIE. Thomas is affiliated with Wealth Enhancement Advisory Services, LLC, based in Plymouth, MN. Thomas also has experience with First Allied Securities, Inc., Mid Atlantic Capital Corporation, SII Investments, Inc., FSC Securities Corporation, Lincoln Investment Planning, Inc., H. C. Copeland and Associates Equities, Inc., Wheat, First Securities, Inc., Johnston, Lemon & Co. Incorporated, J. W. Gant & Associates, Inc. and Michelin and Company, Inc. Thomas is also a Certified Financial Planner (CFP®).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
MN
08/05/2021 - Present
Wealth Enhancement Advisory Services, LLC (PLYMOUTH MN)
MD
06/27/2014 - 10/15/2019
FIRST ALLIED SECURITIES, INC. (NEW MARKET MD)
MD
10/05/2012 - 06/27/2014
MID ATLANTIC CAPITAL CORPORATION (NEW MARKET MD)
MD
04/30/2003 - 10/09/2012
SII INVESTMENTS, INC. (NEW MARKET MD)
GA
11/13/1992 - 05/03/2003
FSC SECURITIES CORPORATION (ATLANTA GA)
PA
11/09/1990 - 11/23/1992
LINCOLN INVESTMENT PLANNING, INC. (FORT WASHINGTON PA)
NJ
10/04/1990 - 12/11/1990
H. C. COPELAND AND ASSOCIATES EQUITIES, INC. (SOMERSET NJ)
NC
08/22/1989 - 09/28/1990
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
DC
06/21/1988 - 08/23/1989
JOHNSTON, LEMON & CO. INCORPORATED (WASHINGTON DC)
NA
01/02/1987 - 06/24/1988
J. W. GANT & ASSOCIATES, INC.
NA
08/19/1986 - 01/02/1987
MICHELIN AND COMPANY, INC.
IA
Issued 09/12/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
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