Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Michael Kimmins is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. He has been in the industry since June 14, 2000. Thomas Michael Kimmins holds Series 4, 6, 7, 24, and 66 securities licenses. Thomas Michael Kimmins was previously employed by Ryan, Beck & Co., LLC., Datek Online Brokerage Services LLC and Park Avenue Securities LLC. Thomas Michael Kimmins offers portfolio management for businesses and individuals, as well as pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/09/2004 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NJ
12/12/2001 - 02/14/2002
RYAN, BECK & CO., LLC. (FLORHAM PARK NJ)
NE
05/08/2000 - 06/18/2001
DATEK ONLINE BROKERAGE SERVICES LLC (OMAHA NE)
NY
11/18/1999 - 04/28/2000
PARK AVENUE SECURITIES LLC (NEW YORK NY)
BOTH
Issued 07/17/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2000
Series 4 - Registered Options Principal Examination
BC
Issued 08/21/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/17/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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