Unclaimed
Thomas Kilcommons is a registered representative with Vanguard Advisers, Inc. and an investment advisor representative. Thomas Kilcommons is currently registered in Arizona and Texas. Previously, Thomas Kilcommons was associated with Ameriprise Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Charles Schwab & Co., Inc. Thomas Kilcommons is also licensed in 52 other states for broker-dealer activities. Thomas Kilcommons has been in the securities industry since August 2000. Vanguard Advisers, Inc. is a Registered Investment Advisor with the Securities and Exchange Commission. The firm is located in Malvern, PA. They have approximately 804,462 accounts with approximately $333,066,527,268 in assets under management. The firm primarily provides financial planning, portfolio management, and selection of other advisers services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
03/21/2022 - Present
Vanguard Advisers, Inc. (SCOTTSDALE AZ)
AZ
01/27/2015 - 04/25/2019
AMERIPRISE FINANCIAL SERVICES, INC. (Phoenix AZ)
AZ
07/16/2013 - 05/30/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
CO
08/31/2000 - 09/11/2012
CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)
BOTH
Issued 03/18/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/10/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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