Unclaimed
Thomas Joyce is a financial professional with over 47 years of experience in the industry. Thomas has been registered with Osaic Wealth, Inc. since November 2023. Prior to that, Thomas was registered with FSC Securities Corporation from March 1985 to November 2023. Thomas is licensed in 16 states and holds the Series 1, 7, 24, and 63 securities licenses as well as the SIE exam. Thomas is a Chartered Financial Consultant. In addition to his work at Osaic Wealth, Inc., Thomas is also an insurance and annuity agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
11/03/2023 - Present
Osaic Wealth, Inc. (GLENDALE AZ)
AZ
03/20/1985 - 11/03/2023
FSC SECURITIES CORPORATION (GLENDALE AZ)
NA
12/08/1983 - 03/25/1985
MANEQUITY, INC.
NA
01/31/1983 - 12/27/1983
ALLEGHENY INVESTMENTS, LTD.
NA
01/31/1982 - 12/09/1983
LINCOLN NATIONAL PENSION INSURANCE COMPANY
NA
07/20/1976 - 12/09/1983
LINCOLN FINANCIAL ADVISORS CORPORATION
NA
07/20/1976 - 12/09/1983
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BC
Issued 03/17/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 07/13/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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