Unclaimed
Thomas Michael Johnson is a financial advisor with Equitable Advisors, LLC. Thomas has been in the financial industry since 2023. Thomas holds a Series 66, Series 7TO and SIE license and is registered in Arizona, California, Pennsylvania, Texas and Wisconsin. Thomas also has a registered sales assistant role with Jerg Financial Partners LLC. Thomas's specializations are focused on helping clients with financial planning, pension consulting, educational seminars, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
01/17/2025 - Present
Equitable Advisors, LLC (MADISON WI)
BOTH
Issued 06/09/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/28/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/13/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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