Unclaimed
Thomas Hunter is a financial advisor at Raymond James Financial Services Advisors, Inc. with over 13 years of experience in the financial services industry. Thomas has experience working in various roles in financial services and has a strong background in helping both individuals and businesses achieve their financial goals. Thomas is also a Certified Financial Planner. Thomas is registered with the state of Tennessee and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TN
11/01/2017 - Present
Raymond James Financial Services Advisors, Inc. (BRENTWOOD TN)
TN
09/26/2007 - 10/11/2017
WELLS FARGO CLEARING SERVICES, LLC (BRENTWOOD TN)
TN
09/06/2004 - 08/06/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NASHVILLE TN)
BOTH
Issued 10/29/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/07/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2007
Series 7 - General Securities Representative Examination
BC
Issued 09/03/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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