Unclaimed
Thomas Higgins is a financial advisor with over 27 years of experience in the industry. Thomas currently works for Cetera Advisor Networks LLC in Mechanicsburg, Pennsylvania. Thomas is registered with FINRA and the state of Pennsylvania. Thomas has a Series 6, 63, and SIE licenses. Thomas has been registered with Cetera Advisor Networks LLC since 2003. Thomas was previously employed by T.H.E. FINANCIAL GROUP, LTD.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
05/01/2003 - Present
Cetera Advisor Networks LLC (MECHANICSBURG PA)
PA
02/20/1996 - 05/01/2003
T.H.E. FINANCIAL GROUP, LTD (MECHANICSBURG PA)
PA
05/16/1995 - 11/08/1995
T.H.E. FINANCIAL GROUP, LTD (MECHANICSBURG PA)
BC
Issued 04/24/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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