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Thomas Michael Halus

Nylife Securities LLC

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About Thomas Michael Halus

Thomas Halus is a financial advisor with over 39 years of experience in the financial services industry. He is currently registered with Nylife Securities LLC in Colorado and Ohio. Thomas has a Series 6, Series 22, and SIE license. He has been with Nylife Securities LLC since November 4, 1983, and has a strong background in investment company products, variable contracts, and direct participation programs.

Firm Information

Thomas Halus is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Halus’s Registration & Firm History

CO

11/04/1983 - Present

Nylife Securities LLC (PUEBLO CO)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/1984

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 11/03/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thomas Michael Halus. Review regulatory record here.
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