Unclaimed
Thomas Gunderson is a financial advisor with over 30 years of experience in the industry. Thomas has a background in investment advising and has worked with several financial institutions, including Investment Centers of America, Inc., Royal Alliance Associates, Inc., and Newedge Advisors. Thomas has a broad range of experience in serving individuals, high-net-worth individuals, corporations, and pension and profit-sharing plans. Thomas is currently a registered representative with Newedge Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
LA
12/05/2018 - Present
Newedge Advisors (NEW ORLEANS LA)
ND
11/12/1985 - 11/29/2017
INVESTMENT CENTERS OF AMERICA, INC. (BISMARCK ND)
AZ
11/19/1989 - 05/17/1994
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
04/11/1983 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
11/21/1984 - 04/30/1986
INVESTORS BROKERAGE SERVICES, INC.
NA
08/11/1982 - 04/18/1983
E. F. HUTTON & COMPANY INC
BC
Issued 09/23/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
BC
Issued 10/25/1982
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 08/10/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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