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Thomas Michael Gunderson

Newedge Advisors

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About Thomas Michael Gunderson

Thomas Gunderson is a financial advisor with over 30 years of experience in the industry. Thomas has a background in investment advising and has worked with several financial institutions, including Investment Centers of America, Inc., Royal Alliance Associates, Inc., and Newedge Advisors. Thomas has a broad range of experience in serving individuals, high-net-worth individuals, corporations, and pension and profit-sharing plans. Thomas is currently a registered representative with Newedge Advisors.

Firm Information

Thomas Gunderson is currently registered with Newedge Advisors. Newedge Advisors is an investment advisor with over $10 billion in assets under management. They provide a wide range of financial planning and advisory services to individuals, businesses, charitable organizations, pension plans, and high-net-worth individuals. The firm has over 396 investment advisor representatives and 194 registered representatives located throughout the United States. Newedge Advisors also offers wrap fee programs.
Newedge Advisors

858 CAMP STREET

NEW ORLEANS, LA 70130

$18.43B

Assets Under Management

141

Total Clients

420

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Gunderson’s Registration & Firm History

LA

12/05/2018 - Present

Newedge Advisors (NEW ORLEANS LA)

ND

11/12/1985 - 11/29/2017

INVESTMENT CENTERS OF AMERICA, INC. (BISMARCK ND)

AZ

11/19/1989 - 05/17/1994

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

NA

04/11/1983 - 11/19/1989

INTEGRATED RESOURCES EQUITY CORPORATION

NA

11/21/1984 - 04/30/1986

INVESTORS BROKERAGE SERVICES, INC.

NA

08/11/1982 - 04/18/1983

E. F. HUTTON & COMPANY INC

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Licenses & Designations

BC

Issued 09/23/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/05/1986

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/15/1983

Series 7 - General Securities Representative Examination

BC

Issued 10/25/1982

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 08/10/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Michael Gunderson.
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