Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Griffin is a financial advisor based in St Petersburg, Florida. Thomas Griffin is registered with the state of Florida and has been working in the financial industry since 1974. He has experience working with Slatestone Wealth LLC and Wells Fargo Advisors LLC. His current firm Slatestone Wealth LLC is a firm based in Jupiter, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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FL
11/29/2021 - Present
Slatestone Wealth LLC (St Petersburg FL)
FL
12/10/2007 - 10/14/2021
WELLS FARGO CLEARING SERVICES, LLC (TAMPA FL)
CT
06/01/2001 - 12/20/2007
UBS FINANCIAL SERVICES INC. (HARTFORD CT)
CT
09/20/1988 - 06/13/2001
COBURN & MEREDITH, INC. (SIMSBURY CT)
CT
03/01/1988 - 08/30/1988
ADVEST, INC. (HARTFORD CT)
NY
11/16/1981 - 03/10/1988
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
03/31/1977 - 11/15/1981
ADVEST, INC.
NA
01/20/1976 - 04/30/1977
REYNOLDS SECURITIES, INC.
NA
08/29/1974 - 03/05/1976
WHITE, WELD & CO. INCORPORATED
NA
04/24/1973 - 08/19/1974
W. E. HUTTON & CO.
NA
08/29/1967 - 05/11/1973
DUPONT WALSTON, INCORPORATED
BC
Issued 11/30/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/1980
Series 4 - Registered Options Principal Examination
BC
Issued 06/24/1976
Series 40 - Registered Principal Examination
BC
Issued 05/27/1976
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1967
Series 000 - General Securities Principal Examination
BC
Issued 08/25/1967
Series 1 - Registered Representative Examination
Active
Inactive
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