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Thomas Michael Gorman

Raymond James Financial Services, Inc.

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About Thomas Michael Gorman

Thomas Gorman is a financial advisor with Raymond James Financial Services, Inc., registered in 23 states. Thomas has been a financial advisor since February 10, 2011. Thomas Gorman is licensed in the following areas: Series 7, Series 24, Series 63, and SIE. Thomas is a licensed principal. Thomas is located in the Philadelphia, Pennsylvania, area and is currently serving clients from that area.

Firm Information

Thomas Gorman is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Gorman’s Registration & Firm History

PA

02/11/2011 - Present

Raymond James Financial Services, Inc. (PHILADELPHIA PA)

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Licenses & Designations

BC

Issued 05/26/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/22/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/10/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Michael Gorman.
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