Unclaimed
Thomas Gorman is a financial advisor with Raymond James Financial Services, Inc., registered in 23 states. Thomas has been a financial advisor since February 10, 2011. Thomas Gorman is licensed in the following areas: Series 7, Series 24, Series 63, and SIE. Thomas is a licensed principal. Thomas is located in the Philadelphia, Pennsylvania, area and is currently serving clients from that area.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
02/11/2011 - Present
Raymond James Financial Services, Inc. (PHILADELPHIA PA)
BC
Issued 05/26/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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