Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Gorman is a financial advisor with over 30 years of experience in the financial services industry. Thomas is currently registered with Raymond James Financial Services Advisors, Inc. and holds a Series 63, 65, 7, 24 and SIE. Thomas is a Certified Financial Planner and has a strong background in providing financial advice to individuals, families, and businesses. Thomas has been with Raymond James since 2015. Previously Thomas worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated from 2005 to 2015 and M&T Securities, Inc. from 1995 to 2005. Thomas is committed to providing his clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NY
06/14/2019 - Present
Raymond James Financial Services Advisors, Inc. (GOSHEN NY)
NY
06/07/2005 - 05/18/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIDDLETOWN NY)
MD
05/01/1995 - 05/31/2005
M&T SECURITIES, INC. (BALTIMORE MD)
NY
10/24/1994 - 05/01/1995
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NJ
05/28/1992 - 11/01/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
05/28/1992 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 01/12/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/26/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1996
Series 7 - General Securities Representative Examination
BC
Issued 05/26/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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