Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Michael Glynn is a registered representative of Oppenheimer & Co. Inc. in RED BANK, NJ and has been in the securities industry since November 18, 1985. Thomas Michael Glynn has been with Oppenheimer & Co. Inc. since March 6, 2009. Prior to this, Thomas Michael Glynn was employed at CITIGROUP GLOBAL MARKETS INC., Lehman Brothers Inc., The Dreyfus Service Corporation, KIDDER, PEABODY & CO. INCORPORATED, FIRST INVESTORS CORPORATION, and NORBAY SECURITIES INC. Thomas Michael Glynn holds Series 6, 7, 63, and 65 licenses and the SIE exam. Thomas Michael Glynn also holds a designation of Planning Board Member (Alternate) for the Borough of Allenhurst, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NJ
03/06/2009 - Present
Oppenheimer & Co. Inc. (RED BANK NJ)
NJ
07/31/1993 - 04/01/2009
CITIGROUP GLOBAL MARKETS INC. (TOMS RIVER NJ)
NY
05/18/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
04/30/1987 - 11/19/1992
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NY
12/19/1989 - 04/29/1992
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
07/03/1984 - 10/12/1984
FIRST INVESTORS CORPORATION
NA
03/10/1983 - 12/27/1983
NORBAY SECURITIES INC.
NA
10/29/1982 - 04/06/1983
FIRST INVESTORS CORPORATION
IA
Issued 01/30/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/13/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1989
Series 7 - General Securities Representative Examination
BC
Issued 01/29/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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