Unclaimed
Thomas Garner is a registered representative with Park Avenue Securities LLC. Thomas has been in the securities industry since 2019. Thomas has passed the General Securities Representative Examination (Series 7TO) and the Securities Industry Essentials Examination (SIE). Thomas is licensed in 28 states, and is also licensed in the District of Columbia, for both Broker-Dealer and Investment Advisor activities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
04/21/2022 - Present
Park Avenue Securities LLC (RYE BROOK NY)
NY
10/01/2019 - 02/03/2021
EQUITABLE ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 11/25/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/14/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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