Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Michael Galvin has been in the securities industry since September 12, 1996. He is currently registered with Janney Montgomery Scott LLC, where he is an active Registered Representative and Investment Advisor Representative. Thomas has held previous positions at Raymond James & Associates, Inc. and Morgan Keegan & Company, Inc. Thomas is a licensed General Securities Representative and has also passed the Uniform Investment Adviser Law Examination and the Uniform Securities Agent State Law Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
FL
02/20/2024 - Present
Janney Montgomery Scott LLC (PONTE VEDRA BEACH FL)
FL
06/16/1998 - 11/08/2023
RAYMOND JAMES & ASSOCIATES, INC. (JACKSONVILLE FL)
FL
05/29/2012 - 03/13/2013
MORGAN KEEGAN & COMPANY, INC. (JACKSONVILLE FL)
FL
06/06/1997 - 08/29/1997
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NJ
08/17/1995 - 08/05/1997
J. B. HANAUER & CO. (PARSIPPANY NJ)
IA
Issued 06/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/28/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 04/02/2001
Series 24 - General Securities Principal Examination
BC
Issued 11/11/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/04/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 08/16/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Thomas Galvin is the right advisor for you? Invested Better is here to help.
