Unclaimed
Thomas Gale is a registered representative at Cetera Investment Advisers LLC and has been in the industry since 1989. He is a licensed insurance agent and owner of Barren Hill Advisors. Thomas's experience includes various financial services roles at firms like Hornor, Townsend & Kent, Inc., Independent Financial Group, and Coastal Equities, Inc. Thomas holds a Series 6, Series 63, and SIE license and is active in Pennsylvania, Florida, and New Jersey. Thomas has extensive experience in providing financial planning and investment advisory services to individuals, businesses, and corporations. He is passionate about helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
10/19/2015 - Present
Cetera Investment Advisers LLC (GLEN MILLS PA)
PA
09/17/2015 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (GLEN MILLS PA)
PA
05/27/2014 - 09/29/2015
J.P. TURNER & COMPANY, L.L.C. (Glen Mills PA)
DE
07/09/2012 - 05/30/2014
COASTAL EQUITIES, INC. (WILMINGTON DE)
PA
08/21/2008 - 05/14/2012
FINANCIAL NETWORK INVESTMENT CORPORATION (KING OF PRUSSIA PA)
PA
10/07/2005 - 03/20/2008
HORNOR, TOWNSEND & KENT, INC. (CONSHOHOCKEN PA)
PA
10/08/1999 - 09/08/2005
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
PA
09/23/1996 - 10/11/1999
INDEPENDENT FINANCIAL GROUP (PHOENIXVILLE PA)
VT
09/29/1989 - 08/09/1996
EQUITY SERVICES, INC. (MONTPELIER VT)
NA
07/21/1988 - 07/25/1989
FIRST INVESTORS CORPORATION
BC
Issued 7/19/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/18/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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