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Thomas Michael Gale

Cetera Investment Advisers LLC

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About Thomas Michael Gale

Thomas Gale is a registered representative at Cetera Investment Advisers LLC and has been in the industry since 1989. He is a licensed insurance agent and owner of Barren Hill Advisors. Thomas's experience includes various financial services roles at firms like Hornor, Townsend & Kent, Inc., Independent Financial Group, and Coastal Equities, Inc. Thomas holds a Series 6, Series 63, and SIE license and is active in Pennsylvania, Florida, and New Jersey. Thomas has extensive experience in providing financial planning and investment advisory services to individuals, businesses, and corporations. He is passionate about helping clients achieve their financial goals.

Firm Information

Thomas Gale is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

205 BALTIMORE PIKE 2ND FLOOR

GLEN MILLS, PA 19342

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Gale’s Registration & Firm History

PA

10/19/2015 - Present

Cetera Investment Advisers LLC (GLEN MILLS PA)

PA

09/17/2015 - 09/20/2019

SUMMIT BROKERAGE SERVICES, INC. (GLEN MILLS PA)

PA

05/27/2014 - 09/29/2015

J.P. TURNER & COMPANY, L.L.C. (Glen Mills PA)

DE

07/09/2012 - 05/30/2014

COASTAL EQUITIES, INC. (WILMINGTON DE)

PA

08/21/2008 - 05/14/2012

FINANCIAL NETWORK INVESTMENT CORPORATION (KING OF PRUSSIA PA)

PA

10/07/2005 - 03/20/2008

HORNOR, TOWNSEND & KENT, INC. (CONSHOHOCKEN PA)

PA

10/08/1999 - 09/08/2005

HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)

PA

09/23/1996 - 10/11/1999

INDEPENDENT FINANCIAL GROUP (PHOENIXVILLE PA)

VT

09/29/1989 - 08/09/1996

EQUITY SERVICES, INC. (MONTPELIER VT)

NA

07/21/1988 - 07/25/1989

FIRST INVESTORS CORPORATION

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Licenses & Designations

BC

Issued 7/19/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 7/18/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Michael Gale.
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