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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Galbraith is an investment advisor representative with Cetera Investment Advisers LLC, with over 27 years of experience in the financial industry. Thomas is registered in 16 states, including Nevada and Texas. Thomas previously worked at Summit Brokerage Services, Inc., UBS Financial Services Inc., and Salomon Smith Barney Inc. Thomas has a Series 63, 65, 7, 24 and SIE licenses.
HENDERSON, NV
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NV
06/29/2023 - Present
Cetera Investment Advisers LLC (HENDERSON NV)
NV
05/17/2004 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (HENDERSON NV)
NJ
11/29/2002 - 06/04/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
11/28/1995 - 12/12/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 12/13/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/23/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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