Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Gahan is a registered Investment Advisor Representative with Procyon Advisors, LLC. Thomas has been in the financial industry since 1992. Thomas has Series 6, 7, 31, and 66 securities licenses. Thomas previously worked at UBS Financial Services Inc., HSBC Securities (USA) Inc., HSBC Brokerage (USA) Inc., Mutual of America Securities Corporation, Mutual of America Life Insurance Company, Northwestern Mutual Investment Services, Inc., and Robert W. Baird & Co. Incorporated. Thomas has experience working with individuals, high-net-worth individuals, corporations, businesses, pension plans, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CT
06/13/2017 - Present
Procyon Advisors, LLC (SHELTON CT)
CT
06/21/2007 - 06/13/2017
UBS FINANCIAL SERVICES INC. (STAMFORD CT)
NY
01/01/2005 - 06/26/2007
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
10/14/1999 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
01/07/1997 - 10/06/1999
MUTUAL OF AMERICA SECURITIES CORPORATION (NEW YORK NY)
NY
01/22/1996 - 10/06/1999
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (NEW YORK NY)
WI
04/27/1992 - 11/09/1995
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
WI
04/27/1992 - 11/09/1995
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 09/10/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2017
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2016
Series 31 - Futures Managed Funds Examination
BC
Issued 07/12/2007
Series 7 - General Securities Representative Examination
BC
Issued 04/24/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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