Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Michael Fischer is a financial advisor in Scottsdale, AZ and has been in the industry since 1995. Thomas is currently registered with Nova Financial Services. Previously, Thomas was registered with Mutual Securities, Inc., Lincoln Financial Advisors Corporation, NYLIFE Securities LLC, and Fortis Investors, Inc. Thomas's certifications include the Series 7, Series 6, and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
06/27/2013 - Present
Nova Financial Services (Scottsdale AZ)
AZ
11/30/2010 - 05/01/2018
MUTUAL SECURITIES, INC. (CHANDLER AZ)
AZ
10/14/2009 - 12/07/2010
LINCOLN FINANCIAL ADVISORS CORPORATION (SCOTTSDALE AZ)
AZ
08/26/1995 - 10/26/2009
NYLIFE SECURITIES LLC (MESA AZ)
MN
05/10/1995 - 07/17/1995
FORTIS INVESTORS, INC. (OAKDALE MN)
IA
Issued 12/22/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2010
Series 7 - General Securities Representative Examination
BC
Issued 05/09/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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