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Thomas Michael Fino

KEY Investment Services LLC

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About Thomas Michael Fino

Thomas Michael Fino is a financial advisor at Key Investment Services LLC. Thomas has been in the industry since September 2004 and is registered in 16 states. Thomas is also a registered investment advisor in New York. Thomas's areas of specialization are Retirement Planning and Investment Advisory Services. Key Investment Services LLC provides investment advisory services to individuals, businesses, and charitable organizations. The firm manages over $4 billion in assets.

Firm Information

Thomas Fino is currently registered with KEY Investment Services LLC. KEY Investment Services LLC is an investment advisor registered with the SEC and in 51 states. Established in 2005, the firm provides portfolio management for individuals and other clients, including high-net-worth individuals, charitable organizations, pension plans, and corporations. KEY Investment Services LLC manages assets between $1 billion and $10 billion and offers wrap fee programs. The firm's primary office is located in Brooklyn, OH.
KEY Investment Services LLC

4900 TIEDEMAN ROAD

BROOKLYN, OH 44144

$4.19B

Assets Under Management

Not reported

Total Clients

1,040

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Fino’s Registration & Firm History

OH

03/26/2021 - Present

KEY Investment Services LLC (BROOKLYN OH)

NY

09/21/2016 - 12/19/2016

KEY INVESTMENT SERVICES LLC (AMHERST NY)

NY

05/19/2015 - 09/21/2016

LPL FINANCIAL LLC (WILLIAMSVILLE NY)

NY

10/31/2011 - 05/20/2015

KEY INVESTMENT SERVICES LLC (ORCHARD PARK NY)

NY

06/09/2005 - 05/03/2011

HSBC SECURITIES (USA) INC. (SNYDER NY)

NY

02/04/2004 - 04/15/2005

AXA ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

IA

Issued 01/09/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/20/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/2017

Series 7 - General Securities Representative Examination

BC

Issued 02/03/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Michael Fino.
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