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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Michael Dircks is a registered Investment Advisor Representative (IAR) with IC Advisory Services, Inc. in the state of Minnesota. He is also a registered Investment Advisor Representative (IAR) with IC Advisory Services, Inc. in the state of Wisconsin. Thomas Michael Dircks has over 30 years of experience in the financial services industry. His previous experience includes working at LPL Financial LLC, SII INVESTMENTS, INC., B. C. ZIEGLER AND COMPANY, ASSOCIATED INVESTMENT SERVICES, INC., STRONG INVESTMENTS, INC., WELLINGTON INVESTMENT SERVICES CORP., FREDERICK & COMPANY, INC., and NML EQUITY SERVICES, INC.. Thomas Michael Dircks specializes in financial planning, portfolio management, and retirement planning. He serves high-net-worth individuals, individuals other than high-net-worth, corporations, and trusts. Thomas Michael Dircks is also a Registered Representative with FINRA and is licensed to sell securities in Iowa, Kansas, Minnesota, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MN
05/04/2022 - Present
IC Advisory Services, Inc. (EDEN PRAIRIE MN)
MN
02/14/2018 - 06/29/2021
LPL FINANCIAL LLC (EDEN PRAIRIE MN)
WI
01/09/2004 - 02/14/2018
SII INVESTMENTS, INC. (BROOKFIELD WI)
IL
06/05/2000 - 01/20/2004
B. C. ZIEGLER AND COMPANY (CHICAGO IL)
WI
10/21/1999 - 05/22/2000
ASSOCIATED INVESTMENT SERVICES, INC. (GREEN BAY WI)
WI
06/24/1999 - 10/06/1999
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
WI
07/07/1992 - 06/29/1999
WELLINGTON INVESTMENT SERVICES CORP. (BROOKFIELD WI)
WI
07/23/1991 - 07/14/1992
FREDERICK & COMPANY, INC. (BROOKFIELD WI)
WI
08/20/1987 - 10/10/1990
NML EQUITY SERVICES, INC. (MILWAUKEE WI)
IA
Issued 05/04/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2001
Series 7 - General Securities Representative Examination
BC
Issued 08/17/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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