Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Dellise is a financial advisor with over 25 years of experience in the industry. Thomas has been registered with Wells Fargo Clearing Services, LLC since February 2019. Prior to that, Thomas was associated with Associated Investment Services, Inc. and Edward D. Jones & Co., L.P. Thomas holds licenses in Arizona, Florida, Kansas, Missouri, Tennessee, and Wisconsin. He has a wide range of experience, serving clients in a variety of areas, including individuals, corporations, and charitable organizations. Thomas is committed to providing his clients with personalized financial advice and investment solutions tailored to their specific needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
02/15/2019 - Present
Wells Fargo Clearing Services, LLC (GREEN BAY WI)
WI
07/17/1997 - 02/21/2019
ASSOCIATED INVESTMENT SERVICES, INC. (GREEN BAY WI)
MO
01/24/1996 - 04/09/1997
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
IA
Issued 02/27/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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