Unclaimed
Thomas Davitt is a financial advisor with Stonex Financial Inc. located in New York, NY. Thomas has been in the financial services industry since 1994 and has held licenses with Credit Suisse Securities (USA) LLC and Prudential Securities Incorporated. Thomas is registered with FINRA and holds licenses for Series 3, Series 7, Series 24 and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/21/2022 - Present
Stonex Financial Inc. (NEW YORK NY)
NY
01/16/2001 - 01/07/2022
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
04/02/1993 - 12/13/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 06/17/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/1994
Series 3 - National Commodity Futures Examination
BC
Issued 02/01/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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