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Thomas Michael Conlon

Northwestern Mutual Investment Services, LLC

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About Thomas Michael Conlon

Thomas Conlon is a financial professional with over 30 years of experience in the industry. Thomas is currently registered with Northwestern Mutual Investment Services, LLC, and is located in Hempstead, Texas. Thomas's previous experience includes positions at Walnut Street Securities, Inc., Nathan & Lewis Securities, Inc., Robert W. Baird & Co. Incorporated, Kavanaugh Securities, Inc., Integrated Resources Equity Corporation, Connecticut Mutual Financial Services, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Thomas holds the Series 63, Series 7, and SIE licenses.

Firm Information

Thomas Conlon is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Thomas Conlon’s Registration & Firm History

TX

03/28/1991 - Present

Northwestern Mutual Investment Services, LLC (Hempstead TX)

CA

08/01/2003 - 12/10/2003

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

NY

01/01/1998 - 08/01/2003

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

WI

03/28/1991 - 10/07/1991

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

TX

12/11/1985 - 03/21/1991

KAVANAUGH SECURITIES, INC. (DALLAS TX)

NA

09/05/1984 - 07/31/1985

INTEGRATED RESOURCES EQUITY CORPORATION

NA

11/24/1982 - 09/18/1984

CONNECTICUT MUTUAL FINANCIAL SERVICES, INC.

NA

04/27/1984 - 06/22/1984

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

BC

Issued 12/13/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Michael Conlon.
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