Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Michael Compernolle is a financial advisor with over 30 years of experience in the industry. Thomas is a registered representative of Private Advisor Group, LLC, and has held previous positions with Ameriprise Financial Services, Inc. and AXA Advisors, LLC. Thomas is also a registered investment advisor representative. Thomas holds several industry licenses and designations, including Series 6, 7, 24, 63, and 65, and is a Chartered Financial Consultant. Thomas's specializations include Retirement Planning, Investments, Insurance, Estate Planning, and College Savings. He is dedicated to providing personalized financial advice and helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
OH
12/08/2016 - Present
Private Advisor Group, LLC (Independence OH)
OH
11/19/2010 - 12/12/2016
AMERIPRISE FINANCIAL SERVICES, INC. (INDEPENDENCE OH)
OH
10/06/2009 - 11/29/2010
AXA ADVISORS, LLC (AKRON OH)
OH
04/06/1989 - 10/12/2009
SIGNATOR INVESTORS, INC. (INDEPENDENCE OH)
MA
04/06/1989 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 09/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/05/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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