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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Charon is an investment advisor representative with Kestra Advisory Services, LLC, based in Waukesha, WI. Thomas Charon has been in the financial services industry since 1991. Thomas Charon has a range of experience including working with Northwestern Mutual Investment Services, LLC and American Funds Distributors, INC. Kestra Advisory Services, LLC is an independent investment advisor, registered with the Securities and Exchange Commission. Kestra Advisory Services, LLC provides a variety of financial services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
02/07/2024 - Present
Kestra Advisory Services, LLC (WAUKESHA WI)
CA
06/04/2004 - 04/03/2023
AMERICAN FUNDS DISTRIBUTORS, INC. (LOS ANGELES CA)
WI
05/20/2002 - 04/16/2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
02/06/1996 - 05/03/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
10/30/1993 - 02/07/1996
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
NA
10/02/1991 - 10/29/1993
CENTURY INVESTORS OF AMERICA, INC.
NY
07/19/1988 - 12/31/1989
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
07/19/1988 - 12/31/1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 01/24/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/02/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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