Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Carpenter is a financial advisor with over 18 years of experience in the industry. He is registered with L.m. Kohn & Co., a firm with offices in both Cincinnati, Ohio and Louisville, Kentucky. Thomas is a Chartered Financial Analyst and has earned licenses for Series 63, SIE, Series 87 and Series 7. He has held previous roles with Fifth Third Securities, Inc. and J.J.B Hilliard, W.L. Lyons, LLC. Thomas's areas of specialization include portfolio management for both individuals and businesses, financial planning and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Flat commission/execution fee
1
2
KY
06/10/2016 - Present
L.m. Kohn & Co. (LOUISVILLE KY)
KY
01/02/2014 - 05/16/2016
FIFTH THIRD SECURITIES, INC. (LOUISVILLE KY)
KY
08/14/2000 - 09/20/2010
J.J.B HILLIARD, W.L. LYONS, LLC (LOUISVILLE KY)
NY
04/03/2000 - 07/21/2000
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BC
Issued 02/20/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/31/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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