Unclaimed
Thomas Carey is an investment advisor representative at Equitable Advisors, LLC. Thomas has been working in the financial services industry since April 8, 1979. Thomas holds licenses in Michigan, Florida, New Jersey, Illinois, and Kentucky. Thomas has also passed Series 65, Series 63, Series 53, Series 24, Series 6TO, Series 22TO, SIE, Series 7, and Series 1 exams. Thomas is affiliated with Equitable Advisors, LLC since September 1999, located in the TROY, MI office. Thomas has conducted other insurance activity with companies outside of Equitable Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MI
07/30/2002 - Present
Equitable Advisors, LLC (TROY MI)
NY
04/09/1979 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 07/23/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/10/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1999
Series 7 - General Securities Representative Examination
BC
Issued 03/29/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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