Unclaimed
Thomas Michael Burrows is an investment advisor representative with Cetera Investment Advisers LLC. Thomas has been working in the financial services industry since June 18, 1995. Prior to joining Cetera Investment Advisers LLC, Thomas was with VOYA FINANCIAL ADVISORS, INC. Thomas is also registered as an investment advisor representative in Connecticut, Florida, Georgia, Maine, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, Vermont, and Virginia. Thomas has passed the Uniform Investment Adviser Law Examination, the Uniform Securities Agent State Law Examination, the Investment Company Products/Variable Contracts Principal Examination, the Securities Industry Essentials Examination, and the Investment Company Products/Variable Contracts Representative Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
06/29/2023 - Present
Cetera Investment Advisers LLC (NEW LONDON CT)
CT
01/01/2004 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (NEW LONDON CT)
IA
05/07/1998 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
MN
06/19/1995 - 05/14/1998
FORTIS INVESTORS, INC. (OAKDALE MN)
IA
Issued 11/30/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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