Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Buckley is a financial professional with over 30 years of experience in the financial services industry. Thomas has been registered with LPL Financial LLC since 2010. Prior to that, Thomas worked at Citigroup Global Markets Inc., CitiCorp Investment Services, Ameritas Investment Corp., Harris Investors Direct, Inc., First Chicago NBD Investment Services, Inc., B. C. Ziegler and Company, and Olde Discount Corporation. Thomas holds Series 4, 7, 8, 9, 10, 24, 63, and 65 licenses. Thomas's expertise includes financial planning, portfolio management, and consulting. Thomas serves clients of all types including high net worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
02/05/2010 - Present
LPL Financial LLC (ITASCA IL)
IL
05/29/2007 - 02/11/2010
CITIGROUP GLOBAL MARKETS INC. (STREAMWOOD IL)
IL
10/06/1999 - 05/29/2007
CITICORP INVESTMENT SERVICES (ELK GROVE VILLAGE IL)
NE
12/17/1998 - 10/04/2001
AMERITAS INVESTMENT CORP. (LINCOLN NE)
IL
12/17/1998 - 10/13/1999
HARRIS INVESTORS DIRECT, INC. (CHICAGO IL)
IL
08/15/1996 - 12/04/1998
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
IL
04/12/1994 - 08/05/1996
B. C. ZIEGLER AND COMPANY (CHICAGO IL)
MI
04/27/1992 - 03/25/1994
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 06/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2010
Series 24 - General Securities Principal Examination
BC
Issued 09/23/1993
Series 4 - Registered Options Principal Examination
BC
Issued 07/28/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/28/1993
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/28/1993
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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